On Oct 16 China's commerce and science ministries proposed adding 40 technologies, 23 of them in AI, to the export ban and restriction catalogue. The draft restricts core technology of models with at least 10^26 training FLOPs, at least 2 trillion parameters, or a global top-10 ranking, and sets step, concurrency and tool-count thresholds for agents. Open-sourced technology is exempt, and API or SaaS services are not treated as technology exports. Temporary pre-export registration took effect the same day; comments close Nov 15.

Key Takeaways

  • ✓23 AI items out of 40 proposed technologies (14 prohibited, 26 restricted across AI, biomedicine and photovoltaics); comments open Oct 16 to Nov 15, 2026
  • ✓Restricted model thresholds (any one): at least 10^26 training FLOPs, at least 2 trillion parameters, or a global top-10 ranking; covers weights, checkpoints, source code, architecture and training or inference acceleration
  • ✓Agent thresholds include 20 or more sub-task steps with at least 90% average success, 60 or more concurrent agents, or 200 or more integrated tools
  • ✓Open-sourced or published technology is exempt; serving via API, app or web, SaaS, or lightweight on-device deployment is not a technology export, while overseas on-premise deployment is
  • ✓Temporary pre-export registration has applied since Oct 16, including deals already underway
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In-Depth Technical Analysis

On Oct 16, 2026, China's Ministry of Commerce and Ministry of Science and Technology issued Announcement No. 48, proposing to add 40 technologies to the Catalogue of Technologies Prohibited or Restricted from Export, 23 of them in AI (large models, agents, compute clusters, information processing). Comments are open until Nov 15. Under the draft annex, restricted model technology covers models trained on "important data" and the core technology (weights, checkpoints, source code, architecture, training and inference acceleration) of models with any of: training compute of at least 10^26 FLOPs, at least 2 trillion parameters, or a global top-10 ranking on mainstream evaluations. Agents are restricted above concrete thresholds, such as decomposing instructions into 20 or more sub-tasks with at least 90% average success, 60 or more concurrent collaborating agents, or 200 or more integrated third-party tools. AI-driven malware generation and mutation is on the prohibited list, and AI-assisted vulnerability discovery (for example, 75% or higher on authoritative benchmarks) is restricted. The ministry says technology already open-sourced or published in papers is out of scope, and serving a restricted model abroad via API, app or web, SaaS, or lightweight on-device deployment is not a technology export; overseas on-premise deployment is, though deployment on a company's own overseas cloud can get automatic licensing. A temporary pre-export registration requirement took effect on Oct 16 and applies to transfers, licenses, and changes of control to foreign entities, including deals already underway.

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